This week, Brian Daly, Director of the SEC’s Division of Investment Management, joined Brooke Masters for a fireside chat at the Financial Times Future of Asset Management North America conference to discuss the Commission’s efforts around “responsible retailization” – expanding

This week, Brian Daly, Director of the SEC’s Division of Investment Management, joined Brooke Masters for a fireside chat at the Financial Times Future of Asset Management North America conference to discuss the Commission’s efforts around “responsible retailization” – expanding access to alternative assets for retail investors while maintaining the guardrails that underpin fair and resilient markets. “[The SEC’s efforts are] about incenting advisors to bring alternative exposures to the retail market in a way that makes sense.”